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SPNS COOPERATIVE AGREEMENT EVALUATION
MODULE 17 (Pages 1 & 2): BRIEF HEALTH AND
FUNCTIONING QUESTIONNAIRE (SF-21) INSTRUCTIONS
Citation: Huba, G. J., Melchior, L. A., Staff of The Measurement Group,
and HRSA/HAB's SPNS Cooperative Agreement Steering Committee (1997). Module 17: Brief
Health and Functioning Questionnaire. Available: www.TheMeasurementGroup.com.
Culver City, California: The Measurement Group.
Source Citation: Bozzette, S. A., Hays, R. D., Wu, A. W., Berry, S. H.,
and Kanouse, D. (1995). Derivation and psychometric properties of a brief health-related
quality of life instrument for HIV disease. Journal of Acquired Immunodeficiency
Syndromes and Retrovirology, 8, 253-265.
Answer questions by either filling in a circle, or writing a number or letter in a square
box. If the answer goes in a square box, you must use a CAPITAL LETTER or number that
does not touch the side of the box. Print only one letter or number in each box.
If the letters or numbers that you print touch the sides of the boxes, or if you do not
clearly print the information, the computer will "kick out" the form and we will
need to return it to you to be completed correctly. If the question asks for the answer to
be filled in a circle, make sure that the circle is completely darkened. Only darken one
circle for each question unless the instructions specifically tell you to darken as many
as apply for that question.
Please note that Module 17 is two pages
long. Both pages should be completed.
The Brief Health and Functioning Questionnaire (SF-21) is a
standardized assessment tool. The items should be read as they are written. Words that are
underlined should be emphasized if you are reading them to the respondent. You may
provide explanations of the items so that the respondent understands them, but always
begin by reading the item verbatim.
It may help to give the respondent examples for specific
items. For example, item 8A refers to vigorous activities such as lifting heavy objects.
"Heavy objects" might include a 40-pound child, as well as the other examples
given on the form. Find examples that are relevant for the individual.
Specific Parts of Module 17 (Page 1):
Brief Health and Functioning Questionnaire
For Module 17, the following information, designated here
in these instructions by a vertical line on the left, must be included on both pages so
that the responses given on Pages 1 and 2 can be matched.
ID Letters/ID Numbers. These boxes are provided for
entering the unique identifier your site is using to track client information. The four
boxes on the left are to be used for letters, while the ten boxes on the right are
reserved for numbers. You may use letters, numbers, or a combination of letters and
numbers, for identification purposes. If you use a combination of letters and numbers,
however, please use the letters first in your alphanumeric sequence (for example, if your
unique identifier is MD-1479, the letters "M" and "D" would be entered
in the first two of the four boxes reserved for letters and the numbers "1",
"4", "7", and "9" would be entered into the first four of
the ten boxes reserved for numbers). If you are unsure about a clients unique
identifier, check with your project director.
Site. This is a code to identify your project in the
cross-cutting evaluation. It should be pre-printed on the form.
Sub-Provider. This field may be used to designate
specific sites or providers within your project. If appropriate, enter the code for the
service provider agency doing the activity. Provider codes can be up to 3 letters.
Date. Enter the numbers representing today's date
(the date of the activity or service) in these boxes. Enter the month as a number from 01
to 12 corresponding to January through December. Enter the day as a two-digit number (01
to 31). Enter the last two digits of the current year (for example, "96" for
1996). Make sure that if a month or day is less than 10, you place a "0" before
the number.
Staff Code. Each staff member should be assigned a
unique number code (up to 3 digits). Make sure that each new staff member has a
unique code. Do not reassign any staff codes that have been previously assigned. Enter the
3-digit code for the person who provided the services. If the staff code is less than 3
digits, place "0"s before the number. For example, 3 is "003."
Client Gender. Darken the circle next to the
response that indicates the person's gender.
How will this questionnaire be completed? We
strongly recommend doing this as an interview where the questions are read to the client.
However, the questionnaire could be completed by the client with or without guidance. If
the client is to fill out the questionnaire him/herself, darken the circle next to
"Self-Administered"; if you will help the client fill out the questionnaire,
darken the circle next to "Self-Administered with help"; if you will fill out
the questionnaire for the client in person, darken the circle next to "Face-to-face
interview," and if you will fill out the questionnaire for the client during a phone
interview with him/her, darken the circle next to "Phone interview."
Questions to be Asked of the Respondent
Begin Here
- In general, would you say your health is:
Fill
in the circle next to the clients assessment of his/her health. Choose only one
answer to this question.
- How would you rate your overall health? On the
provided scale of 0 to 10 (0 corresponding to the worst possible health, 5 to the
midpoint, and 10 to the best possible health), darken the circle next to the number that
best describes the persons overall health. Choose only one answer to this question.
- During the past 4 weeks, has your health kept
you from working at a job, doing work around the house, or going to school? Darken
the circle next to the response that best describes how much the persons health has
kept him/her from doing activities related to work, home, or school during the past 4
weeks. Choose only one answer to this question.
- During the past 4 weeks, to what extent has your
physical health or emotional problems interfered with your normal social activities with
family, friends, neighbors or groups? Darken the circle next to the response that best
describes how much the persons physical health or emotional problems has kept
him/her from engaging in his/her normal social activities in the past 4 weeks. Choose only
one answer to this question.
- During the past 4 weeks, have you been unable
to do certain kinds or amounts of work, housework, or schoolwork because of your
health? Darken the circle next to the response that best describes how much of the
time the persons health has affected the types or amounts of work that he/she could
do over the past 4 weeks. Choose only one answer to this question.
- During the past 4 weeks, how much did bodily pain
interfere with normal work (including work outside the house and housework)?
Darken
the circle next to the response that best describes how much bodily pain as experienced by
the person kept him/her from engaging in his/her normal work, including work inside and
outside the house, in the past 4 weeks. Choose only one answer to this question.
- Please indicate the extent to which the following
statements are true or false for you: Item 7 contains two parts, "A"
and "B." For each part, darken the circle next to "Definitely True" if
the statement is true all of the time, "Mostly True" if the statement is true
most of the time, "Not Sure" if the respondent does not know or is unsure,
"Mostly False" if the statement is false most of the time, or "Definitely
False" if the statement is false all of the time.
7-A. My health is excellent. Darken
the circle next to the response that best describes how true this statement is as applied
to the person. Choose only one answer to this question.
7-B. I have been feeling bad
lately. Darken the circle next to the response that best describes how true this
statement is as applied to the person. Choose only one answer to this question.
- How much, if at all, does your health limit you in
each of the following activities? How much does your health limit: Item
8 contains four parts, "A," "B," "C," and "D." For
each part, respond by darkening the circle next to "Limited a Lot" if the
persons health seriously limits the activity, "Limited a Little" if it
slightly limits the activity, or "Not Limited at All" if the persons
health does not limit the activity at all.
8-A. The kinds or amounts of vigorous activities
you can do, like lifting heavy objects, running, or participating in strenuous sports?
Based
on the instructions for Item 8 above darken the circle next to the response that
best describes how limited the person feels in doing this type of activity. Choose only
one answer to this question.
8-B. The kinds or amounts of moderate activities
you can do, like moving a table or carrying groceries? Based on the instructions for
Item 8 above darken the circle next to the response that best describes how limited
the person feels in doing this type of activity. Choose only one answer to this question.
8-C. Walking uphill or climbing a few flights of stairs?
Based on the instructions for Item 8 above darken the circle next to the
response that best describes how limited the person feels in doing this type of activity.
Choose only one answer to this question.
8-D. Eating, dressing, bathing, or using the toilet?
Based
on the instructions for Item 8 above darken the circle next to the response that
best describes how limited the person feels in doing this type of activity. Choose only
one answer to this question.
- For each of the following questions, please darken the
circle next to the answer that comes closest to the way you have been feeling during
the past 4 weeks.
How much of the time during the past 4 weeks:
Item
9 contains nine parts, identified as "9-A" through "9-I." For
each of these parts, show the respondent CARD 17a, and have him/her indicate the extent of
time to which he/she experienced the characteristic mentioned.
9-A. Has your physical health or emotional
problems limited your social activities (like visiting with friends or close relatives)?
Darken the circle next to the response that best describes the extent to which physical or
emotional problems limited the persons social activities, such as visiting with
friends or close relatives in the past 4 weeks. Choose only one answer to this question.
9-B. Did you have trouble keeping your attention on an
activity for long? Darken the circle next to the response that best describes how much
trouble the person experienced in the past 4 weeks in keeping his/her attention on an
activity for a sustained period of time. Choose only one answer to this question.
9-C. Did you have difficulty reasoning and solving
problems? Darken the circle next to the response that best describes how much
difficulty the person experienced in the past 4 weeks in thinking through and solving
problems. Choose only one answer to this question.
9-D. Have you felt calm and peaceful? Darken the
circle next to the response that best describes how often the person felt calm and
peaceful in the past 4 weeks. Choose only one answer to this question.
9-E. Have you felt downhearted and blue? Darken the
circle next to the response that best describes how often the person felt sad,
downhearted, blue, or depressed in the past 4 weeks. Choose only one answer to this
question.
9-F. Did you feel tired? Darken the circle next to
the response that best describes how often the person felt tired in the past 4 weeks.
Choose only one answer to this question.
9-G. Did you have enough energy to do the things you
wanted to do? Darken the circle next to the response that best describes how often the
person has had enough energy (physical, emotional, and/or mental) to do the things he/she
wanted to do in the past 4 weeks. Choose only one answer to this question.
9-H. Have you been happy? Darken the circle next to
the response that best describes how often the person felt happy in the past 4 weeks.
Choose only one answer to this question.
9-I. Did you forget things that have happened?
Darken
the circle next to the response that best describes how often, in the past 4 weeks, the
person forgot things that have happened either in the immediate present or from the past.
Choose only one answer to this question.
- How much bodily pain have you had during the past 4
weeks? Darken the circle next to the response that best describes how much bodily
or physical pain the person has experienced in the past 4 weeks. Choose only one answer to
this question.
Specific Parts of Module 17 (Page 2):
Brief Health and Functioning Questionnaire
Please note that Module 17 is two
pages long. Before beginning Page 2 of Module 17, Page 1 should be completed.
Some information that is requested on Page 1 of Module 17
is requested also on Page 2. The following information, designated here in these
instructions by a vertical line on the left, must be included on both pages so that the
responses given on Pages 1 and 2 of this module can be matched.
ID Letters/ID Numbers. These boxes are provided for
entering the unique identifier your site is using to track client information. The four
boxes on the left are to be used for letters, while the ten boxes on the right are
reserved for numbers. You may use letters, numbers, or a combination of letters and
numbers, for identification purposes. If you use a combination of letters and numbers,
however, please use the letters first in your alphanumeric sequence (for example, if your
unique identifier is MD-1479, the letters "M" and "D" would be entered
in the first two of the four boxes reserved for letters and the numbers "1",
"4", "7", and "9" would be entered into the first four of
the ten boxes reserved for numbers). If you are unsure about a clients unique
identifier, check with your project director.
Site. This is a code to identify your project in the
cross-cutting evaluation. It should be pre-printed on the form. If it has not been already
entered on the form, look up your code in the table below. Site codes are 3 letters.
Sub-Provider. This field may be used to designate
specific sites or providers within your project. If appropriate, enter the code for the
service provider agency doing the activity. Provider codes can be up to 3 letters.
Date. Enter the numbers representing today's date
(the date of the activity or service) in these boxes. Enter the month as a number from 01
to 12 corresponding to January through December. Enter the day as a two-digit number (01
to 31). Enter the last two digits of the current year (for example, "96" for
1996). Make sure that if a month or day is less than 10, you place a "0" before
the number.
Staff Code. Each staff member should be assigned a
unique number code (up to 3 digits). Make sure than each new staff member has a
unique code. Do not reassign any staff codes that have been previously assigned. Enter the
3-digit code for the person who provided the services. If the staff code is less than 3
digits, place "0"s before the number. For example, 3 is "003."
Client Gender. Darken the circle next to the
response that indicates the person's gender.
Resume Asking Questions of the Respondent
Here
- How many days during the past 4 weeks did your
own illness, treatment or a personal problem (like feeling depressed) cause you to do
any of the following things? Item 11 contains 3 parts, "A," "B,"
and "C." For each part, indicate the extent of time in the past 4 weeks (28
days) that the respondent did or did not do the activity mentioned. By marking the first
alternative, it is indicated that the respondent DID NOT do the activity mentioned. The
remaining alternatives indicate the number of days (from 1 to 28) that the respondent DID
do the activity mentioned.
11-A. Cut down on your usual activities (such as
housework, school, leisure) for 1/2 day or more? Darken the circle next to the
response that best describes how many days, in the past 4 weeks, the person has had to cut
down his/her usual activities for a 1/2 day or more due to illness, treatment, or a
personal problem like feeling depressed. Choose only one answer to this question.
11-B. Stay in bed for a half day or more? Darken the
circle next to the response that best describes how many days, in the past 4 weeks, the
person has had to stay in bed for a half day or more due to illness, treatment, or a
personal problem like feeling depressed. Choose only one answer to this question.
11-C. Miss work for a half day or more? Darken the
circle next to the response that best describes how many days, in the past 4 weeks, the
person has had to miss work for a half day or more due to illness, treatment, or a
personal problem like feeling depressed. Choose only one answer to this question.
- Last week, were you:
Item 12 identifies the
respondents work status over the previous week. This item contains eight options, however,
choose only ONE answer to this question. If more than one answer seems to be applicable,
select the one that indicates the highest degree of work activity. For example, if the
respondent was a student and working part time, darken the bubble corresponding to
"Working part time." If the respondent was keeping house as well as working full
time, darken the bubble corresponding to "Working full time." If the respondent
was working full time and then was laid off, choose "Working full time."
Working full time. Fill in the circle next to
"Working full time" if the person was working 35 hours or more last week.
Working part time. Fill in the circle next to
"Working part time" if the person was working less than 35 hours last week.
With a job, but not at work because of illness,
vacation, or strike. Fill in the circle next to this statement if the person has a
job, but did not work at all last week due to illness, vacation, or strike.
Unemployed, laid off, or looking for work. Fill in
the circle next to this statement if the person was unemployed, laid off, or looking for
work last week.
Retired, disabled, or no longer working. Fill in the
circle next to this statement if the person was has retired, was disabled, or was no
longer working last week.
In school. Fill in the circle next to this statement
if the person was in school last week.
Keeping house. Fill in the circle next to this
statement if the person was a homemaker last week.
None of the above. Fill in the circle next to this
statement if none of the above descriptions apply.
- How many hours did you work last week, at all jobs?
Darken the circle that indicates the number of hours that the respondent worked at all of
his/her jobs in total. Most responses are listed in terms of a range of hours. If the
respondent identifies a number that falls between two alternatives, round the response to
the nearest whole number. For example, if the respondent notes that he/she worked 20.5
hours, round this to 21 and darken the bubble corresponding to the alternative 21-35
hours; if he/she worked 45.25, round this to 45 and darken the bubble corresponding to the
alternative 36-45 hours. If his/her response is "More than 60 hours", darken the
bubble corresponding to "More than 60 hours," and write the exact number of
hours in the boxes located next to "How Many?." If the exact number of hours is
less than three digits, place 0s before the number. For example, if the person worked 61
hours, fill in 061, if they worked 80 hours, fill in 080, if they worked 101 hours, fill
in 101. Choose only one answer to this question.
- Approximately what was your own personal income from all
sources before taxes last month? Darken the circle that indicates the range of
how much income, in total, the person received last month. Most responses are listed in
terms of a range of dollars. If the respondent identifies an amount that falls between two
alternatives, round the response to the nearest whole dollar. If the respondent replies
that he/she made more than $4,001.00, in the boxes next to "How Much?", write
the exact amount of income. For example if the exact amount of income was $4,100.50, you
would write in 04101 (this incorporates rounding to the nearest whole dollar), if it was
$10,000, you would write 10000, if it was $5,525.40, you would 05525. Do not write in
decimal points or commas in the boxes. Choose only one answer to this question.
- In the past 4 weeks, how many visits have you made
to doctors, nurses, or other health professionals you saw at a private office, a clinic,
or hospital emergency room? Darken the circle that indicates the number of times in
the past 4 weeks the person visited doctors, nurses, or other health professionals at a
private office, a clinic, or hospital emergency room. Choose only one answer to this
question.
- During the past 4 weeks, how many visits have you
had from a doctor, nurse, or other paid health professional who came to your home or where
you live now? Darken the circle that indicates the number of times in the past 4 weeks
the person was visited by doctors, nurses, or other health professionals who came to the
persons home or to where he/she currently lives (e.g., how many "house
calls" the person received). Note that this item identifies visits made NOT ONLY by
doctors, but ANY paid health professional. Choose only one answer to this question.
- During the past 4 weeks, how many telephone
contacts have you had with a doctor, nurse, or other health professional about your own
health care? Do not count contacts that were only for making or changing appointments.
Darken
the circle that indicates the number of phone contacts the person made in the past 4 weeks
to doctors, nurses, or other health professionals about the persons health care. Do
not include contacts that were made solely for making, changing, or canceling
appointments. Choose only one answer to this question.
- In the past 4 weeks, how many nights did you stay
overnight or longer in a hospital? Darken the circle that indicates the number of
nights in total the person stayed in a hospital in the past 4 weeks. Note that what is
being counted here are actual nights. If the person was discharged during the day,
the day that he/she was discharged does not count in the total. Choose only one answer to
this question.
- Item 19 is set up as a grid. Item 19 consists of 13 parts
identified as "19-a" through "19-m." The point of this item is to
assess the extent to which the respondent experienced a number of predominantly physical
symptoms. Each of the 13 parts itself consists of two sections corresponding to columns in
the grid. The first establishes whether or not the respondent had any of the symptoms in
question: Have you had any of the following symptoms in the past 4 weeks? If
the respondent did not have any of the symptoms mentioned, darken the bubble corresponding
to "I did not have it at all," and go on to the next part (row) of Item 19. If
the respondent DID have any of the symptoms mentioned, DO NOT darken that bubble. Instead,
move to the next column and section: FOR EACH SYMPTOM YOU HAD: How much did it
interfere with your normal activity in the past 4 weeks? (4 weeks = 28 days) I HAD IT
AND IT INTERFERED: Show the respondent Card 17b and have him/her indicate the
extent to which the symptoms interfered with his/her normal activity.
19-a. Trouble with thinking, concentrating, or memory.
Darken
the circle next to the response that best describes the extent to which any of these
symptoms interfered over the past 4 weeks with the persons normal activities. Choose
only one answer to this question.
19-b. Depressed or sad; trouble sleeping. Darken the
circle next to the response that best describes the extent to which any of these symptoms
interfered over the past 4 weeks with the persons normal activities. Choose only one
answer to this question.
19-c. Aches, fatigue, lightheadedness, weak-all-over.
Darken
the circle next to the response that best describes the extent to which any of these
symptoms interfered over the past 4 weeks with the persons normal activities. Choose
only one answer to this question.
19-d. Fevers, chills, sweats. Darken the circle next
to the response that best describes the extent to which any of these symptoms interfered
over the past 4 weeks with the persons normal activities. Choose only one answer to
this question.
19-e. Poor appetite, weight loss. Darken the circle
next to the response that best describes the extent to which any of these symptoms
interfered over the past 4 weeks with the persons normal activities. Choose only one
answer to this question.
19-f. Trouble with eyes or ears. Darken the circle
next to the response that best describes the extent to which any of these symptoms
interfered over the past 4 weeks with the persons normal activities. Choose only one
answer to this question.
19-g. Trouble with nose or sinuses; headache.
Darken
the circle next to the response that best describes the extent to which any of these
symptoms interfered over the past 4 weeks with the persons normal activities. Choose
only one answer to this question.
19-h. Trouble with mouth or swallowing. Darken the
circle next to the response that best describes the extent to which any of these symptoms
interfered over the past 4 weeks with the persons normal activities. Choose only one
answer to this question.
19-i. Nausea, vomiting, diarrhea, abdominal pain.
Darken
the circle next to the response that best describes the extent to which any of these
symptoms interfered over the past 4 weeks with the persons normal activities. Choose
only one answer to this question.
19-j. Coughing, wheezing, or chest pain; trouble
breathing. Darken the circle next to the response that best describes the extent to
which any of these symptoms interfered over the past 4 weeks with the persons normal
activities. Choose only one answer to this question.
19-k. Rash, itch, herpes, or other skin trouble.
Darken
the circle next to the response that best describes the extent to which any of these
symptoms interfered over the past 4 weeks with the persons normal activities. Choose
only one answer to this question.
19-l. Numbness, tingling, or pain in an arm or leg.
Darken
the circle next to the response that best describes the extent to which any of these
symptoms interfered over the past 4 weeks with the persons normal activities. Choose
only one answer to this question.
19-m. Other symptoms. Ask the person if there were
any other symptoms that he/she had in the past 4 weeks. If the person did experience any
other symptoms, write in the first symptom they mention in the boxes provided next to
"Which?" Then, darken the circle next to the response that best describes the
extent to which this symptom interfered over the past 4 weeks with the persons
normal activities. Choose only one answer to this question.
Module 17: Brief Health and Functioning
Questionnaire:
Response Card 17a
How much of the time during the past 4 weeks...
All of the Time
Most of the Time
A Good Bit of the Time
Some of the Time
A Little of the Time
None of the Time
Module 17: Brief Health and Functioning
Questionnaire:
Response Card 17b
Have you had any of the following symptoms in the past 4
weeks?
For each symptom you had: How much did it interfere with
your normal activity in the past 4 weeks?
Did not have it (the symptom) at all
Not at all
Very little
Moderately
Quite a bit
Extremely
Module 17
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